Discover how to file SEC Form 144 with comprehensive guidelines and examples to ensure regulatory compliance in stock sales ...

The SEC has proposed rescinding Rules 611 and 610(e) of Regulation NMS. Galaxy's Alex Thorn says the rule was one of the ...

The SEC Championship Game is set. Georgia will face Alabama for the SEC championship next Saturday in Atlanta after Alabama's nail-biting 27-20 win over Auburn on Saturday night. The win eliminated ...

The US Securities and Exchange Commission (SEC) on Jan. 5 launched a Crypto Task Force aimed at providing regulatory clarity for digital assets while balancing innovation and investor protection. On ...

October 01, 2024 - On Aug. 20, 2024, in a 3-2 vote along party lines, the Securities and Exchange Commission (SEC) approved a long overdue measure to protect investors by raising the bar on the ethics ...

Explore SEC Form DEF 14A's role in shaping shareholder votes, highlighting corporate governance, meeting logistics, and ...

The SEC Championship Game scenarios cleared up on Black Friday. With Texas upsetting Texas A&M and Ole Miss beating Mississippi State, the Aggies were eliminated from SEC Championship Game contention.

In our earlier blog post, we discussed Staff Legal Bulletin 14M (SLB 14M), which rescinded prior Staff Legal Bulletin 14L (SLB 14L). The staff of the US Securities and Exchange Commission (SEC) ...

On May 18, the Securities and Exchange Commission (SEC) announced that it had rescinded its rule (codified in 17 C.F.R. § 202.5(e)) of refusing to settle enforcement actions unless the defendant or ...

The crypto industry's frustration with SEC Chair Gary Gensler's regulatory agenda has taken on a political tenor this year, as crypto investors seek to exert more influence in Washington. Trump has ...